Mutual Fund Regulation (2 Vol Set)
| Author | : | |
| Rating | : | 4.41 (797 Votes) |
| Asin | : | 1402405723 |
| Format Type | : | paperback |
| Number of Pages | : | 1710 Pages |
| Publish Date | : | 2016-12-11 |
| Language | : | English |
DESCRIPTION:
Anon6"Interesting Law Information!!!" according to Anon625Interesting Law Information!!! If you are a lawyer, READ IT if you come in contact with Mutual Funds. Do it. This is not at all a product for the 'average reader', but for someone who is dedicated towards understanding Securities Regulation. For more reviews and legal philosophical understanding, go check out my website at: []. 81. If you are a lawyer, READ IT if you come in contact with Mutual Funds. Do it. This is not at all a product for the 'average reader', but for someone who is dedicated towards understanding Securities Regulation. For more reviews and legal philosophical understanding, go check out my website at: []. 5Interesting Law Information!!! If you are a lawyer, READ IT if you come in contact with Mutual Funds. Do it. This is not at all a product for the 'average reader', but for someone who is dedicated towards understanding Securities Regulation. For more reviews and legal philosophical understanding, go check out my website at: []. 81 said Interesting Law Information!!!. If you are a lawyer, READ IT if you come in contact with Mutual Funds. Do it. This is not at all a product for the 'average reader', but for someone who is dedicated towards understanding Securities Regulation. For more reviews and legal philosophical understanding, go check out my website at: []
. Kirsch was on the staff of the SEC s Division of Investment Management from 1985 to 1994. A former Vice President and Senior Corporate Counsel at The Prudential Insurance Company of America, Mr. Clifford E. Kirsch is a Partner at Sutherland LLP in New York City
A former Vice President and Senior Corporate Counsel at The Prudential Insurance Company of America, Mr. . Kirsch was on the staff of the SEC s Division of Investment Management from 1985 to 1994. About the Author Clifford E. Kirsch is a Partner at Sutherland LLP in New York City
Updated at least once a year, Mutual Fund Regulation is an essential compliance tool for securities attorneys, mutual fund practitioners, compliance personnel, and risk officers in fund complexes, and valuable reading for business professionals and investors.. Mutual Fund Regulation also shows you how to avoid conflicts of interest, insider trading, and other legal problems and how to prepare for SEC inspections and satisfy inspectors information requests while safeguarding the confidentiality of sensitive internal documents. Mutual funds are one of todays most strictly regulated financial products, subject to a variety of duties, obligations, restrictions, and prohibitions under major federal legislation, SEC rules, and court rulings.Mutual Fund Regulation provides you with t